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Help Center Trading Ability FUTU MONEY PLUS Exclusive Wealth Management What is a professional investor (PI)?

What is a professional investor (PI)?

1. 什麼是專業投資者(PI)

根據香港《證券及期貨條例》的規定，專業投資者包括機構專業投資者、法團專業投資者和個人專業投資者。

機構專業投資者是指《證券及期貨條例》附表1第1部第1條「專業投資者」定義中的第（a）至（i）所指的人士，如認可交易所、認可結算所、中介人、認可財務機構、獲授權的保險人、認可的集體投資計劃、註冊的強積金計劃、職業退休計劃、政府等。

法團專業投資者是指《證券及期貨（專業投資者）規則》第4、6及7條所指的信託法團、法團或合夥。根據規則，信託法團需要持有港幣4000萬（或等值外幣）以上的總資產；法團或合夥需要持有港幣800萬（或等值外幣）以上的投資組合, 或港幣4000萬（或等值外幣）以上的總資產。

個人專業投資者是指《證券及期貨（專業投資者）規則》第5條所指的個人， 並持有港幣800萬（或等值外幣）以上的投資組合，如現金、存款、及《證券及期貨條例》所定義的證券。

2. 專業投資者認證

前往「APP > 帳戶 > 任意帳戶卡片  > 更多 > 專業投資者 > 立即認證」進行認證。

Overview

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