Stocks, ETFs and Warrants Trading

Favourable, Flexible, Transparent

On September 13th, 2017, Futu officially launched the new commission charging plan,
and the existing clients can choose to keep the original charging plan. View the original plan

More
Commission
Item Fee Charged by
Commission 0.03% of transaction amount, HK$3 for the minimum charges. (No charge during the commission free period) Futu Securities
  • Note
  • Commissions can be reduced by using the commission-free seed.
Plan 1: Fixed · Suitable for general traders
Item Fee Charged by
Fixed platform fee HK$15/order Futu Securities
Plan 2: Tiered · Suitable for high frequency traders
Item Monthly Order Tiers per Order Charged by
Tiered platform fee 1-5th orders HK$30 Futu Securities
6-20th orders HK$15
21-50th orders HK$10
51-100th orders HK$9
101-500th orders HK$8
501-1000th orders HK$7
1001-2000th orders HK$6
2001-3000th orders HK$5
3003-4000th orders HK$4
4001-5000th orders HK$3
5001-6000th orders HK$2
6001th orders and above HK$1
  • Note
  • An order can be divided into multiple transactions but charged once.
  • Cumulative orders per month: it's accumulated from the start of the month, and it will be cleared and recalculated on the first trading day of each month or after changing the charging plan.
  • When the account opening process is completed, the Hong Kong stock trading defaults to the fixed charging plan. You are free to switch the charging plan on your own.
  • Example
  • Assuming that 600 shares are purchased at the price of HK$50, and this order is the 1001st order of the month, then:
    Commission = HK$50*600*0.03% = HK$9 > minimum HK$3, that is, the commission is charged at HK$9.
    The 1001st platform fee is charged at HK$6, so FUTU will charge HK$9+ HK$6=HK$15 for this order.
  • How to choose
  • Comparison of platform fees for charging plans
Orders per Month Platform Fee · Fixed Plan Platform Fee · Tiered Plan
10 orders HK$150 HK$225
(Average HK$22.55/order)
35 orders HK$525 HK$525
(Average HK$15/order)
100 orders HK$1,500 HK$1,125
(Average HK$11.25/order)
  • Note
  • If the amount of orders is less than 35 per month, we would recommend you choose the fixed plan which is suitable for general traders.
  • If the amount of orders is more than 35 per month, we would recommend you choose the tiered plan which is suitable for high-frequency traders.
External Fees
Items Fees Charged by
Trading Tariff HK$0.50 per transaction HKEX
Settlement fee 0.002%*transaction amount, minimum HK$2, Maximum HK$100 HKEX
Stamp duty 0.1%*transaction amount, minimum HK$1, this fee is exempt when buying or selling a warrant or a CBBC HK government
Trading Fee 0.1*transaction amount, minimum HK$0.01 HKEX
Transaction levy 0.0027%*transaction amount, minimum HK$0.01 SFC
  • Note
  • One order can be divided into multiple transactions, and external fees are based on a ‘per transaction’ basis.
Switch charging plan

Options Trading

Low commission, save your transaction cost

  • Commission

    0.2%

    of transaction amount

    HK$3/order

    for the minimum

  • Platform Fee

    HK$15/order

  • External Fees

    Fees collected for
    HKEX etc.

    Stamp Duty

    Transaction fee
    etc.

More
Transaction Fees
Items Fees Charged by
Commission 0.2% of transaction amount, HK$3 per order for the minimum charges FUTU Securities
Platfrom fee HK$15 per order FUTU Securities
Exchange Trading Fee Tier 1 HK$3 per contract per side
Tier 2 HK$1 per contract per side
Tier 3 HK$0.5 per contract per side
View details
HKEX
Exercise Fees
Items Fees Charged by
Clearing Fee 0.002% of exercise amount, HK$2 for the minimum charges, HK$100 for the maximum charges HKSCC
Exercise Fee HK$2.00 per contract HKEX
Transaction Commission when exercising or exercised depends on your charging plan for HK stocks FUTU Securities
Platform fee when exercising or exercised depends on your charging plan for HK stocks FUTU Securities
Stamp Duty 0.1% of exercise amount, HK$1 for the minimum charges HK government
Transaction Fee 0.0027% of exercise amount SFC
Trading Fee 0.005% of exercise amount HKEX
  • Note
  • Futu temporarily does not support short stock positions after exercise settlement. If exercise settlement requires delivery of stocks, please ensure that there are sufficient stock positions used for exercise settlement, otherwise Futu will reserve the right to close these options.

Index Futures Trading

Low costs with great value

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Transaction Fees
Basic Info. of Index Futures
Future Name HKATS Code
Hang Seng Index HSI
Hang Seng China Enterprises Index HHI
Mini Hang Seng Index MHI
Mini-Hang Seng China Enterprises Index MCH
CES China 120 Index CHH
Hang Seng Mainland Oil & Gas Index MOI
Hang Seng Mainland Banks Index MBI
Hang Seng Mainland Properties Index MPI
HSI Dividend Point Index DHS
HSCEI Dividend Point Index DHH
MSCI AC Asia ex Japan NTR Index MXJ
Futu Charges (day, overnight, night) *per contract per side
commission Platform fee
HK$8 HK$5
HK$8 HK$5
HK$2 HK$5
HK$2 HK$5
HK$8 HK$5
HK$5 HK$5
HK$5 HK$5
HK$5 HK$5
HK$5 HK$5
HK$5 HK$5
US$1 US$1
External fees *per contract per side
Exchange Fee Commission Levy
HK$10.00 HK$0.54
HK$3.50 HK$0.54
HK$3.50 HK$0.10
HK$2.00 HK$0.10
HK$10.00 HK$0.54
HK$2.00 HK$0.54
HK$2.00 HK$0.54
HK$2.00 HK$0.54
HK$3.00 HK$0.54
HK$1.50 HK$0.54
US$0.50 US$0.07
  • Note
  • External fees indicated above are subject to change from time to time and can be queried in HKEX.

Margin Trading

Annual interest rate
as low as 6.8%

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Items Fee Charged by
Interest rate Annual interest rate 6.8% FUTU Securities
  • Note
  • The interest rate may be adjusted periodically to adapt to changes in currency exchange rates.
  • The interest settlement is based on the calendar day. When the account cash balance is negative, interest will accrue (There would be no interest fee incurred if the money is repaid within the day it is borrowed).
  • Interest is charged at the end of the month. The arrears will be included in next month's financing amount if the account is in arrears after deducting interest in the current month.
  • Interest calculation formula: financing amount*6.8%*actual financing days/365, minimum HK$0.01.
    Assuming HK$10,000 was owed for 10 days, interest = HK$10,000*6.8%*10/365=HK$18.63.

IPO Subscription

One-click subscription with up to 20x leverage

IPO financing annual interest rate as low as 1.6%

  • Subscription fee

    Ordinary subscriptionHK$50/order

    Financing subscriptionHK$100/order

    FUTU Securities is agent for bank to charge financing subscription fee.
    Ordinary subscription and financing subscription fees will be charged whether winning the lottery or not.

  • Transaction levy / trading fee
    brokerage commission

    1.0077%of the winning amount

    Charged by SFC, HKEX, and other institutes,
    only after winning the lottery.

Note: the annual interest rate of bank financing of IPO subscription is as low as 1.6%.
Subsequent fine tuning depends on the market funding of each stock listing.

IPO Grey Market

Predict IPO listing price
Trade before IPO listing

More
Items Fees Charged by
Commission 0.03%*total transaction amount, minimum HK$3/order FUTU Securities
Platform fee HK$15/order FUTU Securities
Settlement fee 0.002%*transaction amount, minimum HK$2, maximum HK$100 HKSCC
Stamp duty 0.01%*transaction amount, minimum HK$1 HK government
Trading fee 0.005%*transaction amount, minimum HK$0.01 HKEX
Transaction levy 0.0027%*transaction amount, minimum HK$0.01 SFC
Trading Tariff HK$0.50 per transaction HKEX
  • Note
  • The grey market transaction fees are irrelevant with the ordinary HK stock transaction charging plan and commission status. The charge is based on the grey market transaction fee standard listed above.

Funds-in/Funds-out

Support HKD and USD transfer in and out
First to support real-time currency exchange

More
Type Fees Charged by
Deposit funds Zero FUTU Securities
Withdraw funds Zero
Transfer-in stock Zero
Transfer-out stock HK$ 500 per stock per request
Currency exchange Based on real-time exchange rate quoted by Futu
  • Note
  • Banks will charge when withdrawing funds to banks abroad. More

More Services

such as dividend processing and statements mailing,
Relieve your burden

More
Items Fees
Dividend collection FUTU: 0.2%*total dividend amount, minimum HK$30 HKEX: HK$1.50/lot
Equity interest collection FUTU: HK$1/lot, minimum HK$30, maximum HK$2000 HKEX: HK$1.50/lot
Bonus share collection FUTU: HK$1/lot, minimum HK$30, maximum HK$2000 HKEX: HK$1.50/lot
Dealing with corporate actions (such as takeover offers) FUTU: HK$1/lot, minimum HK$30 HKEX: depending on the actual situation
Dealing with equities, derivative warrants, CBBCs and inline warrants FUTU: HK$1/lot, minimum HK$30 HKEX: HK$0.80/lot
Physical Stock Withdrawal FUTU: HK$1.5/lot, minimum HK$50, maximum HK$500 HKSCC: HK$3.5/lot
Mail/stamp account
daily/monthly statement
HK$50/statement + postage
Dividend claim Minimum HK$1000 per order ( The money will be charged whether the claim success or not )
If the claim success, we will charge 10% of relevant dividends as service fee, and transfer fee ( If any )
Request an account opening certificate Please inquire FUTU Securities
Apply to HKSCC for reissue a certificate or else Please consult FUTU Securities
General meeting of stockholders Attend or authorize a third party to attend the general meeting of stockholders ( maximum 1 person)
OR entrust Futu Securities to vote
Administration fee HK$50 per application
  • Note
  • Less than 1 lot of the above service stocks are recorded as 1 lot
  • Futu collects two kinds of fees for HKEX when cash dividend occurs:
    ① Registration and transfer fee, HKD 1.5 per lot. Less than 1 lot of stock is recorded as 1 lot (Calculate the number of increased stocks between the last registration date and this registration date. If there is no increase, the fee will not be collected);
    ② Dividend services fee, 0.2% of total amount of cash dividend, HKD 30 for the minimum. Except for the following situations:
    If the dividend after registration and transfer fee is not positive, dividend services fee will not be collected;
    If the dividend after registration and transfer fee is positive, and if cash dividend is less than HKD 30, the actual dividend will be deducted in full.

Stocks and ETFs Trading

Favourable, Flexible, Transparent

On September 2nd, 2019, Futu officially launched the new commission charging plan,
and the existing clients can choose to keep the original charging plan. View the original plan

More
Commission
Item Fee Charged by
Commission $0.0049 per share, $0.99 for the minimum charges FUTU Securities
Platform fee Fixed · Suitable for general traders
Item Fee Charged by
Fixed platform fee $0.005 per share, $1 per order for the minimum charges FUTU Securities
Tiered · Suitable for high-frequency traders
Item Monthly Volume Tiers per Share Minimum Charges per Order Charged by
Tiered platform fee 1-500th shares $0.0100 $1 FUTU Securities
501-1,000th shares $0.0080
1,001-5,000th shares $0.0070
5,001-10,000th shares $0.0060
10,001-50,000th shares $0.0055
50,001-200,000th shares $0.0050
200,001-500,000th shares $0.0045
500,001-1,000,000th shares $0.0040
1,000,001-5,000,000th shares $0.0035
5,000,001th shares and above $0.0030
  • Note
  • An order can be divided into multiple transactions but charged once.
  • Cumulative orders per month: it's accumulated from the start of the month, and it will be cleared and recalculated on the first trading day of each month or after changing the charging plan.
  • When the account opening process is completed, the US stock trading defaults to the fixed charging plan. You are free to switch the charging plan on your own.
  • Investors need to pay attention to associated risks when trading low-priced and great-fluctuated stocks where there is a possibility of delisting.
    Commissions and platform usage fees are only charged at most 0.5% of the transaction amount to protect investors’ interest.
  • Example
  • Assuming that 600 shares are purchased at the price of $50 and that these shares are the 1001~1600th shares of the month, then:
    Commission = 600*$0.0049 = $2.94 > minimum $0.99, that is, the commission is charged at $2.94.
    The platform fee is charged at $0.007 per share for the 1001~1600th shares, then:
    Platform fee = 600*$0.007 = $4.20 > minimum $1, that is, the platform fee is charged at $4.2.
    So, the total fee charged by Futu is $2.94+$4.20=$7.14.
  • How to Choose
  • Comparison of platform fees for charging plans
transaction shares
per month
Fixed Plan Tiered Plan
100,000 shares $500 $537
(Average $0.0054 per share)
274,000 shares $1,370 $1,370
(Average $0.0050 per share)
1,000,000 shares $5,000 $4,387
(Average $0.0044 per share)
  • Note
  • If the trading volume is less than 274,000 shares per month, we would recommend you choose the fixed plan which is suitable for general traders.
  • If the trading volume is more than 274,000 shares per month, we would recommend you choose the tiered plan which is suitable for high-frequency traders.
External Fees
Items Fee Charged by
Clearing fee 0.003*Transaction shares NSCC
SEC fee 0.0000051*Transaction amount, minimum $0.01 per order SEC
Trading activity fee 0.000119*Transaction amount, minimum $0.01, maximum $5.95 FINRA
  • Note
  • An order can be divided into multiple transactions but charged once.
  • The SEC fee and trading activity fee are only charged at the time of sale.
  • All the transactions which have an effective settlement date of February 25, 2021 or later will have the SEC fee rate "$0.0000051 * transaction amount, min $0.01" applied.
Switch charging plan

Options Trading

Low commission, save your transaction cost

  • Commission

    per contract

    $0.65

    per order

    minimum $1.99

  • Platform Fee

    Fixed

    Suitable for general traders

    Tiered

    Suitable for high-frequency traders

  • External Fees

    Fees collected for SEC
    and other institutes

    SEC fee

    Trading Activity Fee
    etc.

On September 2nd,2019, Futu officially launched the new commission charging plan,
and the existing clients can choose to keep the original charging plan. View the original plan

More
Commission
Item Fee Charged by
Commission $0.65 per contract, $1.99 per order for the minimum charges FUTU Securities
Platform fee Fixed · Suitable for general traders
Item Fee Charged by
Fixed platform fee $0.30 per contract FUTU Securities
Tiered · Suitable for high-frequency traders
Item transaction contracts per month per contract Charged by
Tiered platform fee 1-50th contracts $0.60 FUTU Securities
51-100th contracts $0.50
101-500th contracts $0.40
501-1,000th contracts $0.35
1,001-5,000th contracts $0.30
5,001-10,000th contracts $0.25
10,001-20,000th contracts $0.20
20,001-30,000th contracts $0.15
30,001-50,000th contracts $0.10
50,001th contracts and above $0.05
  • How to Choose
  • Comparison of platform fees for charging plans
Contract Volume
per Month
Fixed Plan Tiered Plan
1,000 contracts $300 $390
(Average $0.3900 per contract)
6,800 contracts $2,040 $2,040
(Average $0.3000 per contract)
10,000 contracts $3,000 $2,840
(Average $0.2840 per contract)
  • Note
  • If the trading contract volume is less than 6,800 per month, we would recommend you choose the fixed plan which is suitable for general traders.
  • If the trading contract volume is more than 6,800 per month, we would recommend you choose the tiered plan which is suitable for high-frequency traders.
External Fees
Items Fees Charged by
SEC fee 0.0000051*Transaction amount,minimum $0.01 per order SEC
Trading activity fee $0.002 per contract, minimum $0.01 per order FINRA
Options Regulatory Fee( "ORF" ) $0.0388 per contract Exchange
OCC Clearing fee Trades of 1-1,222 contracts per order,$0.045 per contract;
Trades of >1,222 contracts per order, $55 per order
OCC
Exchange fee Different exchanges and transaction types charge differently Exchange
  • Note
  • The SFC fee and transaction activity fee are charged only at the time of sale.
  • All the transactions which have an effective settlement date of February 25, 2021 or later will have the SEC fee rate "$0.0000051 * transaction amount, min $0.01" applied.

Margin Trading

Annual interest rate as low as 4.8%

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Funds Financing
Item Fee Charged by
Interest rate Annual interest rate 4.8% FUTU Securities
Securities Financing
Item Fee Charged by
Interest rate Every stock has different short selling annual interest rate, for accurate information, please see the daily settlement,
the reference interest rate is displayed at each terminal
FUTU Securities
  • Note
  • The interest rate may be adjusted periodically to adapt to changes in currency exchange rates.
  • The interest settlement is based on the calendar day. When the account cash balance is negative, interest will accrue (There would be no interest fee incurred if the money is repaid within the day it is borrowed).
  • Interest is charged at the end of the month. The arrears will be included in next month's financing amount if the account is in arrears after deducting interest in the current month.
  • The interest calculation formula for funds financing: Financing amount*4.8%*actual financing days/365, minimum $0.01.
    Assuming $10,000 was owed for 10 days, interest = $10,000*4.8%*10/365=$13.15.
  • The interest calculation formula for securities financing: The market value of financed securities * interest rate of each security * actual financing days / 365, minimum $0.01.
    The interest rate of financed securities may change day by day, and the settlement interest rate depends on the settlement day.
    The price of securities may also change day by day, and the market value is calculated by the settlement price of securities which is the result of closing price * 102% rounded up to the next integer.
    For example: closing price $24.910 * 102% = $25.4082, after rounded up, settlement price is $26.

Funds-in/Funds-out

Support HKD and USD transfer in and out
First to support real-time currency exchange

More
Items Fees Charged by
Deposit funds Zero FUTU Securities
Withdraw funds Zero
Transfer-in stocks Zero
Transfer-out stocks US$ 150 per stock per request
Currency exchange Real-time exchange in the market based on FUTU comprehensive exchange rate
  • Example
  • Transfer 2 stocks out such as BABA and APPL , from Futu to another brokers ,the transfer fee will be $150*2=$300

More Services

such as dividend processing and statements mailing,
Relieve your burden

More
Items Fees Charged by
ADR custodian fee $0.01~$0.05/share DTC
Dividend tax collection Residents in mainland China: 10%*dividend
Residents in HongKong and the other area: 30%*dividend
(which will be automatic withheld during the distribution)
IRS
Mail/stamp account daily/monthly statement US$7/statement + postage FUTU Securities
General meeting of stockholders Attend or authorize a third party to attend the general meeting of stockholders ( maximum 1 person)
OR entrust Futu Securities to vote
Administration fee $10 per application
FUTU Securities
Request an account opening certificate Please inquire FUTU Securities

Transaction charge

Favourable, Flexible, Transparent

On September 2nd, 2019, Futu officially launched the new commission charging plan,
and the existing users can choose to keep the original charging plan. View the original plan

More
FUTU Fees
Items Fees Charged by
Commission 0.03% of the transaction amount per order, minimum 3 CNH FUTU Securities
Platform fee 15 CNH per order FUTU Securities
  • Note
  • An order can be divided into multiple transactions but charged once.
External Fees
Items Fees Charged by
Handling fee 0.00487% of transaction amount
minimum 0.01 CNH per order
SSE/SZSE
Securities management fee 0.002% of transaction amount
minimum 0.01 CNH per order
CSRC
Transfer fee 0.002% of transaction amount
minimum 0.01 CNH per order
CSDC
Transfer fee 0.002% of transaction amount
minimum 0.01 CNH per order
HKSCC
Stamp Duty 0.1% of transaction amount (only charge when selling) SAT
Portfolio fee holding stock value * 0.008% / 365
(calculate by day, charge by month)
HKSCC
Dividend tax 10% of dividend and bonuses
(Deduct by SAT during the dividend distribution)
SAT

Margin Trading

Annual interest rate
as low as 8.8%

More
Item Fee Charged by
Interest rate Annual interest rate 8.8% FUTU Securities
  • Note
  • The interest rate may be adjusted periodically to adapt to changes in currency exchange rates.
  • The interest settlement is based on the calendar day. When the account cash balance is negative, interest will accrue (There would be no interest fee incurred if the money is repaid within the day it is borrowed).
  • Interest is charged at the end of the month. The arrears will be included in next month's financing amount if the account is in arrears after deducting interest in the current month.
  • Interest calculation formula: financing amount*8.8%*actual financing days/365, minimum 0.01 CNH.
    Assuming 10,000 CNH was owed for 10 days, interest = 10,000 CNH *8.8%*10/365=24.1 CNH.

Funds-in/ Funds-out

Support CNH transfer in and out
First to support real-time currency exchange

More
Items Fees
Deposit funds Zero
Withdraw funds Zero
Transfer-in stock Zero
Transfer-out stock 500 CNH per stock per request

More Services

such as dividend processing and statements mailing,
Relieve your burden

More
Type Fee
Deposit funds Zero
Collection of dividends 0.5% of Dividend, minimum 20 CNH
Collection of shares FUTU:1 CNH/handling, minimum 20 CNH
Collection of bonuses FUTU:1 CNH/handling, minimum 20 CNH
Handle the corporate action (such as takeover offer) FUTU:1 CNH/handling, minimum 20 CNH
General meeting of stockholders Attend or authorize a third party to attend the general meeting of stockholders ( maximum 1 person)
OR entrust Futu Securities to vote
Administration fee 50 CNH per application
Mailing account daily statement, monthly statement RMB 50/statement + postage
Dividend claim Minimum 1000 CNH per order (The money will be charged whether the claim success or not) If the chasing success, we will charge 10% of relevant dividends as service fee, and transfer fee (If any)
Request on account certificate Please inquire FUTU Securities
Apply to HKSCC for reissue a certificate or else Please inquire FUTU Securities
  • Note
  • Dividend collection: if the dividend is less than 20 CNH, the actual dividend will be deducted in full.

Transaction Charge

Favourable, Flexible, Transparent

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FUTU charge
Items Fees Charged by
Subscription fee Money Market Fund: Free
Bond Fund: 2%Free
Equity Fund: 3%Free
Futu Securities
Redemption fee Zero Futu Securities
  • Note
  • The subscription fee is collected from the securities account, so it should be ensured that the securities account has sufficient balance for subscription fees during application process.
External Fees
Items Fees Charged by
Management Fee refer to the Fund Pages accordingly fund management company
  • Note
  • The fund company will charge management fee which is deducted from the fund assets. That is, it is unnecessary for investors to pay additional fees. Futu Securities will charge up to 100% of the fund management fee from the fund company as a commission.

Funds-in/Funds-out

Support HKD and USD transfer in and out
First to support real-time currency exchange

More
Items Fees Charged by
Deposit funds Zero
Withdraw funds Zero FUTU Securities
Currency exchange Zero

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