FUTU HK Help Center-How to search ETF for US stocks

Trading in HK Market
- Transaction introduction
  - Introduction to the HK stock market
  - What is a CBBC
  - What is a warrant
  - What is an inside certificate
  - 指數期權：港股恆指期權
- Grey Market
  - What is grey market trading
  - How to trade pre-IPO trading on FUTU
  - Is the price/quote of the FUTU pre-IPO market different from what you see at other brokerages
  - Trading and settlement mechanism
  - Can I trade pre-IPO stocks using margin
  - Why is the frozen amount generated in pre-IPO market trading and how is it calculate
  - What are the buying power limits for pre-IPO market trading
  - What happens to the orders if the IPO is delayed or cancelled
  - Why is there a change in the profit and loss of a position on the pre-IPO market day
- Trading Rules
  - Hong Kong stock market trading sessions
  - Hong Kong stock trading and settlement rules
  - Is there a limit on HK stock price volatility
  - What is off market order (place orders during non-trading hours)
  - The difference between order cancellation and invalidation
  - Why is the order in the "submitting" status
  - Is the minimum price change of all Hong Kong stocks HK$0.01
  - How to trade odd lot
  - FAQs about odd lots
  - What is penny stock trading
  - Arrangement for delay or failure of trading system
  - FAQs on Trading Arrangements During Severe Weather Trading
- Order Type
  - What is the time-in-force
  - Limit order
  - Market order
  - At-auction limit order
  - At-auction market order
  - Stop limit order
  - Stop order
  - Limit if touched order
  - Market if touched order
  - Trailing stop limit order
  - Trailing stop order
  - What is an attached order
  - What is Algorithmic Trading for HK Stocks
  - What is a conditional order
  - What are order trigger times
  - OCO order
- Warrants/CBBC
  - How to trade warrants/CBBCs/in-line certificates
  - What are the costs of trading warrants/CBBCs/in-line certificates
  - How to calculate the residual value of the CBBC after mandatory recall
  - How to settle the remaining value of the CBBC after expiration or recovery to the customer
  - What is the warrant score
  - What happens to my CBBC if its underlying asset is suspended from trading
- ETF
  - What are the ETFs and why invest in them
  - What are the advantages of ETF
  - How does the ETF track the performance of the underlying index
  - Is there a risk of tracking error in ETFs, and how is it generated
  - How is the bid/ask price of an ETF determined
  - Will I receive the dividends if I hold the ETF
  - Do I need to pay management fees for investing in ETFs
- Silver Bond
  - FAQs for Silver Bond 2509 (44007.HK)
  - FAQs for Silver Bond 2608 (44030.HK)
  - FAQs for Silver Bond 2710 (44070.HK)
  - FAQs for Silver Bond 2810 (44078.HK)
- Green Bond
  - FAQs for Green Bonds 2610 (04273.HK)
- Hong Kong International Airport Retail Bonds
  - FAQs on AIR AUTH B2608 (04701.HK) retail bonds
  - Terms and Statements for subscription of Hong Kong International Airport Retail Bonds
- Block trade
  - Introduction of block trade process

Trading in US Market
- Transaction introduction
  - Introduction of the US stock market
  - 期權及期貨：股票期權
- Trading Rules
  - U.S. stock market trading sessions
  - Pre-market and after-hours trading quote update period
  - Do U.S. stocks support day trade
  - Is there a limit on price fluctuations for US stocks
  - Minimum trading unit for U.S. stocks
  - What is off market orders
  - Why the sell order price of U.S. stocks is lower than the best ask price, but can not be traded
  - What is the settlement rule for U.S. stocks
  - Extended trading risks
  - Other Notes on Placing US Stock Orders
  - What is penny stock and microcap?
  - US Stock MV and P/L Calculation
  - Why use pre and post-market prices to calculate the market capitalization and profits and losses of stocks during respective period
  - Why my stock is banned from trading during pre-market trading session
  - Arrangement for delay or failure of trading system
  - Why should the placement of market orders be restricted
  - Withholding Tax on Publicly Traded Partnerships (PTP) Securities and Trading Arrangements
  - U.S. market overnight trading
  - What is 24-hour trading
  - Risk and Important Information relating to Trading in Over-the-counter ("OTC") Securities or Derivatives
  - US Stock Moving to T+1 Settlement
  - Firm Risk Controls Disclosure
- Order Type
  - What is the time-in-force and trading sessions
  - What is limit order
  - What is market order
  - Market-on-Close order
  - Stop limit order
  - Stop order
  - Limit if touched order
  - Market if touched order
  - Trailing stop limit order
  - Trailing stop order
  - What is an attached order
  - What is Algorithmic Trading for US Stocks
  - What is a conditional order
  - What are order trigger times
  - OCO order
- ETF
  - How to search ETF for US stocks
  - Virtual Asset FAQ
- Stock Yield Program
  - Introduction of Stock Yield Enhancement Program
  - How do I enroll into the Stock Yield Enhancement Program
  - Will stock lending affect trading and dividends, and what are the other effects
  - How do I check stock lending records and income distribution records
  - What circumstances will cause the lending to be terminated
  - How to quit the Stock Yield Enhancement Program
  - Can I specify which securities are lent
  - Precautions and risks
  - Disclaimer
- Fractional shares trading in the US stock market
  - Fractional shares trading in the US stock market
- US Securities Short Selling Intraday Margin Program
- Dividend Reinvestment Plan

Trading in A-shares Market
- Trading Rules
  - What is Futu A-share
  - Operation guidelines
  - A-share trading rules
  - Common questions
  - Accounts details
  - What is off market orders
  - Arrangement for delay or failure of trading system
  - Changes to China Connect Trading for Mainland Investors
  - Northbound Algorithmic Trading Reporting
- Order Type
  - What is the time-in-force
  - Trailing stop limit order
  - Limit if touched order
  - Stop limit order
  - What is Algorithmic Trading for A-shares Market
  - What is a conditional order
  - What are order trigger times

Trading in JP Market
- Transaction introduction
  - Japanese stock trading
- Order Type
  - What is limit order/market order
  - Stop limit order
  - Stop order
  - Limit if touched order
  - Market if touched order
  - Trailing stop limit order
  - Trailing stop order
  - Time-in-Force
  - What are order trigger times

Options
- HK Options
  - Option basics
  - HK Option trading FAQ
  - Exercise & settlement
  - Corporate actions & special situations
  - Margin Requirements for Option Strategies
  - Price Deviation Check of Hong Kong Stock Option Orders
  - Multi-Leg Options Order
  - What is an attached order
  - HK stock options rolling
  - HK Multi-Leg Options Trade Fees
- US Stock Option
  - Option basics
  - Exercise & settlement
  - What should I be aware of when exercising options
  - Option trading FAQ
  - Multi-Leg Options Order
  - US stock options rolling
  - Margin Requirements for Option Strategies
  - US Stock Multi-Leg Options Order Fees
  - Corporate actions & special situations
  - What is an attached order
  - 390 Professional Orders Rule
- US Index Option
  - What are index options
  - Trade Index Options
  - Index Options Margin Requirements
  - Index Options Exercise and Settlement
- How do we value your options positions?

Futures / Futures Options
- Trading Rules
  - Trading hours
  - What is the trading and settlement mechanism of futures & futures options
  - What are contract terms
  - How to trade futures and futures options with Futu
  - What is the after-hours trading session (for the Hong Kong market)
  - Account & position information
  - Point-based quotation (only available on PC)
  - Futures / Futures Options Trading Schedule
  - Arrangement for delay or failure of trading system
  - Trade Preview
- Order Type
  - What is a limit order
  - What is a market order
  - What is an at-auction order
  - Time in force (of limit orders)
  - Stop limit order
  - What is a stop order
  - Limit if touched order
  - What is a market if touched order
  - Trailing stop limit order
  - What is a trailing stop order
  - What is an attached order
  - OCO order
  - What is Algorithmic Trading for HK Futures
- Product Info.
  - Hong Kong market
  - U.S. market
  - Japan market
  - Singapore market
- Margin
  - What is futures margin
  - What is an option premium
  - What are Futu's margin requirements for futures trading
  - Where to find the margin requirements of different exchanges
  - How to calculate margin for portfolios
  - What is currency margin
  - Futures Margin Relief
  - Futures Margin list
- Positions Operating
  - How to operate my positions
- One-click Price Trading
  - Book Trader
- Draw-line Trading
  - Line trade mode
- Frequently Asked Questions
  - Arbitrage strategy
  - Large open futures or futures options position reporting
  - Multi-currency trading ability
  - Daily mark-to-market
  - Interest rules
- HKEX Margin Holiday Arrangement

FUTU MONEY PLUS
- FUTU MONEY PLUS
  - FUTU MONEY PLUS
  - Arrangement for delay or failure of trading system
- Cash Plus
  - Cash Plus
  - How to use SmartSave
  - MONEY PLUS trade rules
  - What is quick redemption?
  - Bulk redemption.
  - Explanation of redemption amount adjustment
  - How to exchange currency using Cash Plus holdings
- Funds
  - Trading
  - Fund buying power
  - Quoted details
  - Fund distribution
- Regular financial management
  - Introduction to regular financial management
  - Scheduled wealth management appointment function
- Bond
  - What are Bonds
  - Bonds Trade Rules
  - The estimated amount of bond orders
  - What is the Max NV (Nominal Value) to Buy
  - Nominal Value available to sell
  - Bonds distribution rules
  - Bonds expiration rules
  - Bond Position and P/L
  - Bond transfer guidelines
  - Fast Trade for bonds
- Exclusive Wealth Management
  - Introduction to Private Placement and Trade Rules
  - Definition
  - What is a professional investor (PI)?
  - Schedule a buy to enjoy MONEY PLUS earnings.
- Structured Products
  - Introduction
  - Glossary
  - Trading Rules
  - Coupon payment, maturity, and knock-out rules
  - Calculations
  - RFQ (Request for Quote)
- Fund Portfolio
  - Introduction to the Fund portfolio.
  - Annualized description of the Fund portfolio
  - Fund Portfolio Adjustment
- Robo-advisor Service Frequently Asked Questions
  - Target Clients of Robo-advisor Service
  - Robo-Advisor Questionnaire
  - Robo-Advisor ETF Portfolio Trading Rules
  - Rebalancing and the Auto-Rebalancing Service
  - Returns on Robo-Advisor ETF Portfolios
  - Other Notes on Robo-Advisor ETF Portfolios

Crypto
- Trading Rules
  - How do I trade cryptocurrencies
  - Crypto Pair Limits
  - Cryptocurrency trading hours and trading rules
  - Account Details
  - What are the components of funds on hold
  - Buying power
  - Introduction to Order Book
- Order Types
  - What order types can I select when placing a pending order?
  - What time-in-force can I select when placing a pending order？
- About Cash Transfer
  - Cash Transfer
  - Arrival time of cash transfer
  - Can I deposit and withdraw cryptos?
- About Exposure Limit
  - What is the exposure limit for virtual assets?
  - What happens if I exceed the limit?
  - How to Adjust the Virtual Asset Exposure Limit for Individual Account?
- Deposit and Withdraw Crypto
  - How to deposit crypto
  - Deposit rules
  - Supported cryptos and limits for deposit and withdrawal
  - Whitelisted addresses
  - How to complete my wallet address verification
  - How to request a refund
  - Refund request for deposits from exchange
  - Minimum refund amount
  - How to withdraw crypto
- Restricted Countries or Regions for Crypto Services

Leveraged Foreign Exchange
- Trading Rules
  - Leveraged Foreign Exchange Trading hours
  - How to trade leveraged foreign exchange
  - Account & position information
  - What is the trading and settlement mechanism of leveraged forex
  - Contract Specs
  - Arrangement for delay or failure of trading system
  - P/L & settlement mechanism
- Order Type
  - Time in force
  - Limit order
  - Market order
  - Stop market order
  - Stop limit order
  - Take profit/stop loss
  - Slippage & related strategies
  - Fill Policy
- Tradable Currency Pairs
  - Tradable currency pairs
- Margin Rules
  - What is margin for forex account
  - Explanation of risk status and margin mechanism of forex accounts
  - Margin list for Leveraged Foreign Exchange
  - How is margin charged for locked positions
  - Stop out level
- Spread & Swap
  - What is spread
  - What is a swap
  - List of swap rates

Regular Savings Plan
- RSP for HK Stocks
  - Introduction to the Regular Savings Plan
  - Regular Savings Plan Trade Rules
  - Reasons for the failure of the Regular Savings Plan
  - RSP Calculator
  - Popular Section
  - FAQ about regular savings plan
- RSP for US Stocks
  - Regular Savings Plan(RSP) Introduction
  - How to Start a Regular Savings Plan
  - Regular Savings Plan FAQs
- RSP for Fund
  - Monthly payment Fund

Margin Trading
- Introduction
  - What is margin trading and short selling
  - How can I do margin trading or short selling
  - Is there any fee for margin trading and short selling
  - How do I know whether a stock supports margin trading or short selling
  - Where can I find the margins for margin trading and short selling
  - How many funds or shares can I borrow at most for margin trading or short selling
  - What is margin trading or short selling for
  - Apply for Hong Kong stock short-selling permission
  - What is short position declaration for HK stock
  - What are securities borrowing collateral rules?
  - What's trade preview (Estimated)
  - How will corporate actions impact
  - Stamp Duty Supplemental Terms for global master securities lending agreement
  - What is Intraday Leverage Plus?
- About Margin Calls
  - How to know the current risks in my account
  - When will I be at risk of forced liquidation
  - How to prevent forced liquidation
  - Does forced liquidation affect only some of my positions

Corporate Action
- Introduction
  - What is the company's action?
  - What is stock split/reverse stock split?
  - What is a rights issue?
  - What is a stock dividend?
  - 什麼是派息/特殊派息
  - What is stock selection and dividend selection?
  - What is the right of first refusal?
  - What is a tender offer?
  - What is a Shareholder meeting.
  - View dividends details
  - Dividend Tax Query Guide
- ADR Conversions
  - Instruction of ADR conversions
- Corporate Action Notice
  - Explanation about Corporate Actions
  - OCCI.US Optional Dividend
  - IEP.US Optional Dividend
  - BSMX.US Tender offer
  - CEMI.US Tender offer
  - LFCHY.US ADR Conversion
  - SSSS.US Tender offer
  - MBTC.US Redemption Rights
  - BSGA.US Redemption Rights
  - GBRG.US Redemption Rights
  - PRVB.US Tender offer
  - CEMI.US Tender offer
  - PRVB.US Tender offer
  - BKI.US Merger Consideration
  - AULT.US Tender offer
  - TGVC.US Redemption Rights
  - 8237.HK Tender offer
  - JNCE.US Tender Offer
  - OCPNY.US ADR Termination
  - USA.US Optional Dividend
  - ASG.US Optional Dividend
  - DSX.US Optional Dividend
  - 952.HK Cash Offer
  - MAQC.US Redemption Rights
  - JWAC.US Redemption Rights
  - ARIZ.US Redemption Rights
  - 8402.HK Cash Offer
  - 8209.HK Cash Offer
  - 8237. HK Cash Offer
  - 00511.HK Annual General Meeting
  - CCVI.US Redemption Rights
  - SLAC.US Redemption Rights
  - AULT.US Exchange Offer
  - 278.HK Cash Offer
  - 3360.HK Pref Offer Notice
  - 751.HK Cash Offer
  - SHIIY.US ADR Conversion
  - SNPTY.US ADR Conversion
  - OTEC.US Redemption Rights
  - BKI.US Merger Consideration
  - 278.HK Cash Offer
  - EFHT.US Redemption Rights
  - JEQ.US Optional Dividend
  - IAF.US Optional Dividend
  - IFN.US Optional Dividend
  - STSA.US Purchase Offer
  - KVSA.US Redemption Rights
  - CUBA.US Optional Dividend
  - HQH.US Optional Dividend
  - ROC.US Redemption rights
  - VVV.US Tender offer
  - RONI.US Redemption Rights
  - VZ.US Tender offer
  - WPG.US Tender offer
  - IEP.US Optional Dividend
  - HAIA.US Redemption Rights
  - PMGM.US Redemption Rights
  - ZNHYY.US ADR Conversion
  - IVCP.US Redemption Rights
  - 278.HK Cash Offer
  - RUTH.US TENDER Offer
  - TRI.US Opt-Out Exchange
  - EGRNY.US ADR Conversion
  - OXSQR Rights Subscription
  - THCHW.US Warrant Exchange Offer
  - NUBI.US Redemption Rights
  - NGG.US Optional Dividend
  - 2188.HK Cash Offer
  - XBIT.US Tender Offer
  - NHS.RT rights subscription
  - MCAF.US Redemption Rights
  - CTIC.US Tender Offer
  - 1481. HK Cash Offer
  - OPY.US Tender Offer
  - ADRX.US Redemption Rights
  - HMPT.US Tender Offer
  - MAX.US Tender Offer
  - OCCI.US Optional Dividend
  - BKI.US Merger with Election Offer
  - DSX.US Optional Dividend
  - GSRM.US Redemption Rights
  - TGIDW.US Warrant Exchange Offer
  - ITCL.US Tender Offer
  - 2278. HK Cash Offer
  - 672.HK Pref Offer Notice
  - 3948.HK Cash Offer
  - VZ.US Tender offer
  - FACT.US Redemption Rights
  - GLTA.US Redemption Rights
  - OPA.US Redemption Rights
  - 2278.HK Cash Offer
  - IBDRY.US Optional Dividend
  - HMPT.US Tender Offer
  - CLBR.US Redemption Rights
  - 1691.HK Proposed distribution
  - TGAN.RGT Rights Subscription
  - WPG.US Tender Offer
  - BRLI.US Redemption Rights
  - AAC.US Redemption Rights
  - NSTB.US Redemption Rights
  - BKI.US Merger with Election Offer
  - TLGA.US Redemption Rights
  - ASG.US Optional Dividend
  - HMAC.US Redemption Rights
  - USA.US Optional Dividend
  - QFTA.US Redemption Rights
  - ADOC.US Redemption Rights
  - ENCP.US Redemption Rights
  - SGTX.US Tender Offer
  - 3948.HK Cash Offer
  - AURC.US Redemption Rights
  - CI.US Tender Offer
  - FWAC.US Redemption Rights
  - BSAQ.US Redemption Rights
  - HAIA.US Redemption Rights
  - FGMC.US Redemption Rights
  - BKI.US Merger with Election Offer
  - TRTN.US Merger with Election Offer
  - PPHP.US Redemption Rights
  - 8402.HK Subscription Warrants
  - OXAC.US Redemption Rights
  - JNJ.US Exchange Offer
  - BGRYW.US Warrant Exchange Offer
  - PIAI.US Redemption Rights
  - 8587.HK Rights Subscription
  - FGMC.US Redemption Rights
  - VHNA.US Redemption Rights
  - GRNAW.US Warrant Exchange Offer
  - TRTN.US Merger with Election Offer
  - NXBR Registration for Subscription Rights
  - PRDS.US Tender Offer
  - DSHK.RTS Rights Subscription
  - FLAG.US Redemption Rights
  - NXBR.US Corporate Action Notice
  - TNET.US Tender Offer
  - BKI.US Merger with Election Offer
  - VHNA.US Redemption Rights
  - DSX.US Optional Dividend
  - ILLM.US Tender Offer
  - PRDS.US Tender Offer
  - GFOR.US Redemption Rights
  - GGAAF.US Redemption Rights
  - RGA.US Odd Lot Tender Offer
  - IEP.US Optional Dividend
  - IAF.US Optional Dividend
  - JEQ.US Optional Dividend
  - RCLF.US Redemption Rights
  - NXDT.US Optional Dividend
  - IFN.US Optional Dividend
  - 2360.HK Cash Offer
  - KTTA.US Tender Offer
  - VMW.US Merger with Election Offer
  - GFOR.US Redemption Rights
  - 639.HK Cash Offer
  - VMW.US Merger with Election Offer
  - 8107.HK Cash Offer
  - NBST.US Redemption Rights
  - DTOC.US Redemption Rights
  - CRH.US ADR Termination
  - HNPIY.US ADR Conversion
  - DNRRW.US Warrant Exchange Offer
  - LGVNR.RTS Subscription Rights
  - TRTN.US Merger with Election Offer
  - DBTX.US Tender Offer
  - VMW.US Merger with Election Offer (extended)
  - ZYNE.US Tender Offer
  - GDST.US Redemption Offer
  - 1869.HK Cash offer
  - 3608.HK Cash Offer
  - 383.HK Cash Offer
  - TRCA.US Redemption Rights
  - TRTN.US Merger with Election Offer (extended)
  - OCCI.US Optional Dividend
  - ANZU.US Redemption Rights
  - VMW.US Merger with Election Offer (extended)
  - FZT.US Redemption Rights
  - MPRA.US Redemption Rights
  - ALCC.US Redemption Rights
  - JGGC.US Redemption Rights
  - ACAQ.US Redemption Rights
  - 1609.HK Buy-back Offer
  - TRCA.US Redemption Rights
  - SQNS.US Tender Offer
  - 1869.HK Cash offer
  - VMW.US Merger with Election (extended)
  - ZYNE.US Tender offer (Extended)
  - 3608.HK Cash offer
  - 383.HK Cash offer
  - ACAX.US Redemption rights extend offer
  - NVCN.US Tender offer with Israeli Tax Elections
  - THRN.US Tender Offer
  - BTWN.US Redemption rights
  - PTRCY.US ADR Termination Conversion
  - VMW.US Merger with Election offer (extended)
  - 1894.HK Cash Offer
  - LHC.US Redemption Rights
  - ACAX.US Redemption Rights (extend)
  - SQNS.US Tender offer
  - EVOL.US Tender Offer
  - CYADY.US ADR Termination
  - EFT.US Tender offer
  - NYC.US Tender offer
  - PFSW.US Tender offer
  - 8295.HK Cash Offer
  - TGVC.US Redemption Rights
  - ACAX.US Redemption Rights
  - EVF.US Tender offer
  - HWEL.US Redemption Rights
  - QFTA.US Redemption Rights
  - MNKTQ.US Tender Offer
  - ADOC.US Redemption Rights
  - MSSA.US Redemption Rights
  - WWAC.US Redemption Rights
  - EVOL.US Tender Offer
  - SQNS.US Tender Offer
  - TWNK.US Tender Offer
  - ICPT.US Tender Offer
  - 44043.HK Open offer
  - ACAX.US Redemption Rights
  - 8131.HK Cash Offer
  - ACHHY.US ADR Coversion
  - PNT.US Tender Offer
  - APRN.US Tender Offer
  - GIM.US Tender Offer
  - DIST.US Redemption Right
  - KMF.US Merge with Election Offer
  - LAZY.RTS Subscription Rights
  - APRN.US Tender offer
  - 1780.HK Cash offer
  - RWOD.US Redemption Right
  - 2269.HK Pref Offer
  - 659.HK Cash offer
  - SQNS.US Tender Offer (extended)
  - ACAX.US Redemption Rights
  - PNT.US Tender Offer
  - 8300.HK Cash Offer
  - 789.HK Cash Offer
  - DUNE.US Redemption Right
  - NUBI.US Redemption Rights
  - VCXA.US Redemption Rights
  - CUBA.RGT Subscription Rights
  - 659.HK Cash Offer
  - 120.HK Bonus Issue
  - OLK.US Tender Offer
  - PNT.US Tender Offer
  - NCAC.US Redemption Rights
  - BRLI.US Redemption Rights
  - ALTU.US Redemption Rights
  - JAQC.US Redemption Rights
  - IVCB.US Redemption Rights
  - NUBI.US Redemption Rights
  - NETI.US Exchange Offer
  - BSQR.US Tender Offer
  - SQNS.US Tender Offer
  - 2226.HK Cash Offer
  - ADX.US Optional Dividend
  - NGG.US optional dividend
  - ADEX.US Redemption Rights
  - EFHT.US Redemption Rights
  - CORZQ.US Subscription Rights
  - EGGF.US Redemption Rights
  - IMO.US Tender Offer
  - MIRO.US Tender Offer
  - OSPN.US Tender Offer
  - BRKH.US Redemption Rights
  - 44051 Right Issue
  - CUBA.RGT Subscription Rights
  - NUBI.US Redemption Rights
  - USA.US Optional Dividend
  - OLK.US Tender Offer
  - ASG.US Optional Dividend
  - OSPN.US Dutch Auction
  - JAQC.US Optional Dividend
  - PNT.US Tender Offer
  - CLAY.US Redemption Rights
  - KACL.US Redemption Rights
  - IFN.US Optional Dividend
  - JEQ.US Optional Dividend
  - CIXXF.US Dutch Auction
  - IAF.US Optional Dividend
  - HQH.US Optional Dividend
  - 227.HK Cash Offer
  - EGGF.US Redemption Rights
  - 8350.HK Cash Offer
  - CPLP.RTS Subscription Rights
  - ATAK.US Redemption Rights
  - ECF.US Optional Dividend
  - CORZQ.US Optional Dividend
  - NETI.US Exchange Offer
  - NUBI.US Redemption Rights
  - SQNS.US Tender Offer (extended)
  - IEP.US Optional Dividend
  - 6885.HK Pref Offer
  - SRV.RT Subscription Rights
  - ATAK.US Redemption Rights (extend)
  - EGGF.US Redemption Rights (extend)
  - JAQC.US Redemption Rights
  - CIXXF.US Dutch Auction
  - PERF.US Tender Offer
  - 1796.HK Cash Offer
  - PHUNW.US Warrant Exercise
  - MBTC.US Redemption Rights
  - MCAF.US Redemption Rights
  - DCBO.US Tender Offer
  - 970.HK Cash offer
  - CORZQ.US Subscription Rights
  - PERF.US Tender Offer (extended)
  - PNT.US Tender Offer
  - RCAC.US Redemption Rights
  - MBTC.US Redemption Rights
  - EGGF.US Redemption Rights
  - GHIX.US Redemption Rights
  - OLK.US Tender Offer
  - EGGF.US Redemption Rights
  - SQNS.US Tender Offer (extended)
  - DECA.US Redemption Rights
  - WAVS.US Redepmtion Rights
  - DECA.US Redemption Rights
  - CORZQ.US Subscription Rights
  - ALSA.US Redemption Right
  - 1028.HK Cash Offer
  - GRPN.RGT Subscription Rights
  - NLOP.US Optional Dividend
  - KYCH.US Redemption Rights
  - 970.HK Cash offer
  - EXTO.US Tender Offer
  - 1029.HK Cash Offer
  - OTEC.US Redemption Rights
  - SQNS.US Tender Offer (extended)
  - DMAQ.US Redemption Rights
  - NCAC.US Redemption Rights
  - 3889.HK Cash Offer
  - EEA.US Optional Dividend
  - RAIN.US Tender offer
  - MBTC.US Redemption Rights
  - 970.HK Cash offer (extended)
  - ICVX.US Tender Offer
  - MBTC.US Redemption Rights
  - LGST.US Redemption Rights
  - SEPA.US Redemption Rights
  - LCAA.US Redemption Rights
  - 1028.HK Cash Offer
  - HON.US Odd Lot Tender Offer
  - LGST.US Redemption Rights
  - ARRW.US Redemption Rights
  - MAQC.US Redemption Rights
  - ARIZ.US Redemption Rights
  - QFTA.US Redemption Rights
  - SQNS.US Tender Offer (extended)
  - MBTC.US Redemption Rights
  - THRX.US Tender Offer
  - ITCLY.US ADR Termination
  - TGVC.US Redemption Rights
  - OBTC.US Tender Offer
  - YNDX.US Tender Offer
  - CPTK.US Redemption Rights
  - MANU.US Tender Offer
  - 970.HK Cash offer (extended)
  - ENCP.US Redemption Rights
  - WNNR.US Redemption Rights
  - 2882.HK Cash offer
  - 8519.HK Cash offer
  - ASG.US Optional Dividend
  - USA.US Optional Dividend
  - THRX.US Tender Offer
  - ICVX.US Tender Offer
  - OBTC.US Tender Offer
  - ENCP.US Redemption Rights
  - SQNS.US Tender Offer (extended)
  - CAF.US Tender Offer
  - TUFN.US Merger with Israeli Tax elections
  - ARRW.US Redemption Rights
  - 3963.HK Cash Offer
  - RYZB.US Tender Offer
  - TGVC.US Redemption Rights
  - ARRW.US Redemption Rights
  - 1028.HK Cash Offer
  - ENCP.US Redemption Rights
  - ADOC.US Redemption Rights
  - HIX.RT Subscription Rights
  - ARIZ.US Redemption Rights
  - 970.HK Cash offer (extended)
  - MBTC.US Redemption Rights
  - RYZB.US Tender Offer
  - CNDB.US Redemption Rights
  - GODN.US Redemption Rights
  - 1029.HK Cash Offer
  - AENZ.US ADR Termination
  - ENCP.US Redemption Rights
  - LPL.RGT Subscription Rights
  - SQNS.US Tender Offer (extended)
  - SHIIY.US ADR Conversion
  - 3816.HK Cash Offer
  - 1028.HK Cash offer
  - WH.US Tender offer
  - SNCE.US Tender offer
  - 636.HK Specie Dividend Distribution
  - CMI.US Tender Offer
  - IAF.US Optional Dividend
  - HQH.US Optional Dividend
  - IFN.US Optional Dividend
  - EURN.US Tender Offer
  - SNCE.US Tender offer
  - TUFN.US Merger with Israeli Tax elections
  - JEQ.US Optional Dividend
  - 970.HK Cash offer (extended)
  - ARRW.US Redemption Rights
  - NBST.US Redemption Rights
  - MBTC.US Redemption Rights
  - CUBA.US Tender offer
  - 416.HK Cash offer
  - GODN.US Redemption Rights
  - CBAY.US Tender Offer
  - 1028.HK Cash offer
  - VHAQ.US Redemption Rights
  - 115.HK Cash Offer
  - ARRW.US Redemption Rights
  - 44065.HK (00035.HK) Pref Offer
  - VATE.RT Subscription Rights
  - PSHG.US Tender Offer
  - 1673.HK Open offer (44053.HK)
  - 970.HK Cash offer
  - KNTE.US Tender Offer
  - 8426.HK Cash Offer
  - KYCH.US Redemption Rights
  - MBTC.US Redemption Rights
  - CNNE.US Odd lot tender offer
  - SSSS.US Dutch Auction
  - GODN.US Redemption Rights
  - EGBN.US Merger with Election Offer
  - EP.RGT Subscription Rights
  - 6696.HK Open Offer
  - NGM.US Tender Offer
  - SCTL.US Tender Offer
  - 8356.HK Cash Offer
  - 3331.HK Cash Offer
  - 115.HK Cash Offer
  - IEP.US Optional Dividend
  - WAVS.US Redemption Rights
  - 416.HK Cash offer
  - GPRK.US Auction Tender Offer
  - 8356.HK Cash Offer
  - BWAQ.US Redemption Rights
  - VATE.RT Subscription Rights
  - CUBA.US Optional Dividend
  - HON.US Odd Lot Tender Offer
  - FNVT.US Redemption Rights
  - ZTR.US Tender Offer
  - 8356.HK Cash Offer
  - 8070.HK Cash offer
  - SAVAW.US Warrent exchange offer
  - 1839.HK Conditional Cash Offer
  - 8362.HK Unconditional Cash offer
  - ALCC.US Redemption Rights
  - MOR.US Tender offer
  - IFN.RT Subscription Rights
  - 8373.HK Cash offer
  - USA.US Optional Dividend
  - ASG.US Optional Dividend
  - 6928.HK Cash Offer
  - ALPN.US Tender offer
  - 8326.HK Cash Offer
  - GGAAF.US Redemption Rights
  - 2128.HK Pref Offer
  - MOR.US Tender offer (extended)
  - IGTA.US Redemption Rights
  - PLMI.US Redemption Rights
  - GODN.US Redemption Rights
  - INAQ.US Redemption Rights
  - 1839.HK Cash Offer
  - ACHHY.US ADR Coversion
  - BNED.RGT Rights Exercise
  - MNST.US Dutch Option Offer
  - DHAC.US Redemption Rights
  - FER.US Optional Dividend
  - INCY.US Dutch Auction Offer
  - DCPH.US Tender Offer
  - TETE.US Redemption Right
  - PLMI.US Redemption Rights
  - COOL.US Redemption Right
  - IEP.US Optional Dividend
  - HQH.US Optional Dividend
  - JEQ.US Optional Dividend
  - 00511.HK Annual General Meeting
  - IAF.US Optional Dividend
  - COKE.US Dutch Option Offer
  - OLK.US Tender Offer
  - PRTC.US Tender offer
  - FWPAY.US Tender Offer
  - NGG.US Optional Dividend
  - IFN.US Optional Dividend
  - HUDA.US Redemption Right
  - SIFYR.RT Rights Exercise
  - COOL.US Redemption Right
  - LU.US Optional Dividend
  - RMT.US Optional Dividend
  - THCP.US Redemption Right
  - RVT.US Optional Dividend
  - PLSE.RGT Rights Exercise
  - TSRI.US Tender Offer
  - 6623.HK Optional Dividend
  - 8107.HK unconditional cash offer
  - PSHG.US Tender Offer
  - CUBA.US Optional Dividend
  - AKLI.US Tender Offer
  - WAVS.US Redemption Rights
  - NYC.US Tender Offer
  - 820.HK Recurring Redemption Offer
  - OLK.US Tender Offer
  - COOL.US Redemption Right
  - OSG.US Tender Offer
  - SEAC.US Dutch Auction Offer
  - MRDB.US Tender Offer
  - ALSA.US Redemption Right
  - HUDA.US Redemption Right
  - VCXB.US Redemption Rights
  - XYF.US Tender Offer
  - DECA.US Redemption Rights
  - FWPAY.US Tender Offer
  - NYC.US Tender Offer
  - GGT.RT Right Exercise
  - SILA.US Dutch Auction Offer
  - GGT.RT Right Exercise
  - OLK.US Tender Offer
  - MRDB.US Tender Offer
  - FWPAY.US Tender Offer
  - SBOW.US Merger with Election
  - JTAIZ.US Warrant Exchange Offer
  - SEAC.US Dutch Auction Offer
  - 0973.HK Conditional Cash Offer
  - 1137.HK Unconditional Partial Cash Offer
  - PTWO.US Redemption Rights
  - SDPI.US Merger with Election
  - ALLG.US Tender Offer
  - MOR.US Tender offer
  - IFIN.US Redemption Rights
  - NOVV.US Redemption Rights
  - 1402.HK Unconditional Cash Offer
  - NOVV.US Redemption Rights
  - ITRM.RGT Right Exercise
  - PCF.RGT Right Exercise
  - VTRBY.US ADR Coversion
  - 0973.HK Unconditional Partial Cash Offer
  - NTCOY.US ADR Termination
  - MAQC.US Redemption Rights
  - MORF.US Tender Offer
  - ASG.US Optional Dividend
  - USA.US Optional Dividend
  - CPTK.US Redemption Rights
  - CII.US Tender Offer
  - BGR.US Tender Offer
  - BDJ.US Tender Offer
  - BCAT.US Tender Offer
  - 389.HK Conditional Cash Offer
  - BME.US Tender Offer
  - BMEZ.US Tender Offer
  - BGY.US Tender Offer
  - BOE.US Tender Offer
  - BCX.US Tender Offer
  - BSTZ.US Tender Offer
  - CSLM.US Redemption Rights
  - 3389.HK Unconditional Partial Cash Offer
  - ECAT.US Tender Offer
  - MVF.US Tender Offer
  - BIGZ.US Tender Offer
  - PTWO.US Redemption Rights
  - 8425.HK Unconditional Cash Offer
  - 8080.HK Unconditional cash offer
  - 969.HK Unconditional Cash Offer
  - CALT.US Tender Offer
  - DUO.US ADR Termination
  - 389.HK Unconditional Cash Offer
  - WLLAW.US Warrant Subscription
  - 854.HK Cash Offer
  - NOVV.US Redemption Rights
  - VTRBY.US ADR Termination
  - PAYOW.US Tender Offer
  - 906.HK Cash Offer
  - 3928.HK Unconditional Cash Offer
  - CIOXY.US ADR Termination
  - HQH.US Optional Dividend
  - IAF.US Optional Dividend
  - IEP.US Optional Dividend
  - JEQ.US Optional Dividend
  - GTHX.US Tender Offer
  - 7801.HK Share Redemptions
  - PSHG.US Tender Offer
  - IFN.US Optional Dividend
  - KF.US Tender Offer
  - 784.HK Unconditional Cash Offer
  - 0007.HK Conditional Cash Offer
  - TBMC.US Redemption Rights
  - TMTC.US Redemption Rights
  - SKGR.US Redemption Rights
  - AVPTW.US Tender Offer
  - RMT.US Optional Dividend
  - RVT.US Optional Dividend
  - 2378.HK Share Entitlement
  - ASTSW.US Warrant Exercise
  - 1682.HK Unconditional Cash Offer
  - WNS.US ADR Termination
  - 8148.HK Unconditional Cash Offer
  - INFN.US Merger with Election Offer
  - EHI.RT Right Exercise
  - 854.HK Unconditional Cash Offer
  - 3990.HK Distribution in Specie
  - VGR.US Tender Offer
  - CALT.US ADR Termination
  - SEG.RT Right Exercise
  - EHI.RT Right Exercise
  - 5CP.SG Voluntary Unconditional Offer
  - Q3350 Right Exercise
  - SEG.RT Right Exercise
  - INAQ.US Redemption Rights
  - AVK.RT Rights Exercise
  - FMN.US Tender offer
  - 2403.HK Subscription Warrants
  - EP.RGT Right Exercise
  - AVK.RT Right Exercise
  - GUT.RT Right Exercise
  - SQSP.US Tender offer
  - GUT.RT Right Exercise
  - INAQ.US Redemption Rights
  - KVAC.US Redemption Rights
  - EP.RGT2 Subscription Rights
  - ASLN.US ADR Termination
  - STER.US Merger with Election
  - TMTC.US Redemption Rights
  - LU.US Tender offer
  - 7841.HK Share Redemptions
  - ZH.US Tender Offer
  - COOL.US Redemption Rights
  - BMWYY.US ADR Termination
  - SJIJ.US Tender Offer
  - 6623.HK Unconditional Cash Offer
  - 2390.HK Unconditional Cash Offer
  - KWESW.US Warrant Exercise
  - ELAB.US Exchange Offer
  - SRV.RT Rights Exercise
  - MSSA.US Tender Offer
  - SRV.RT Rights Exercise
  - 8181.HK Unconditional Cash Offer
  - CII.US Tender Offer
  - BGR.US Tender Offer
  - BDJ.US Tender Offer
  - CUBA.US Tender Offer
  - MUI.US Tender Offer
  - BMEZ.US Tender Offer
  - BME.US Tender Offer
  - BGY.US Tender Offer
  - BCX.US Tender Offer
  - BOE.US Tender Offer
  - M44U Dividend Selection
  - BSTZ.US Tender Offer
  - OASPW.US Warrant Exercise
  - CMBT.US Tender Offer
  - 1899.HK Conditional Cash Offer
  - MVF.US Tender Offer
  - BALY.US Merger with Election
  - BIGZ.US Tender Offer
  - SHCRW.US Warrant Exercise
  - FER.US Optional Dividend
  - HAIA.US Tender Offer
  - OPP.RT Rights Exercise
  - ME8U Dividend option
  - 8631.HK Unconditional Cash Offer
  - SRNE Liquidating Trust Requests Return of Distributed Shares
  - ELAB.US Exchange offer
  - LBPH.US Tender Offer
  - 8450.HK Unconditional Cash Offer
  - 193.HK Unconditional Cash Offer
  - THCP.US Redemption Rights
  - Vision Deal HK Acquisition Corp. (7827.HK) - SHARE REDEMPTIONS
  - BRKH.US Redemption Rights
  - 1899.HK Unconditional Cash Offer
  - NGG.US Optional Dividend
  - PCF.US Tender Offer
  - CFFE.US Redemption Rights
  - DM.US Tender Offer
  - MKFG Tender Offer
- Withholding Tax

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